Articles in: Compliance
SEC Rules 17a-3 and 17a-4 Compliance
Answering the whos, whats, and hows of regulatory compliance with SEC Rules 17a-3 and 17a-4
Who has to comply with these rules? In short, these regulations apply to anyone who trades securities as a broker, dealer, or as any part of the stock market trading process. What […]
Jan 22, 2021
Employee Monitoring Trends for 2021
Addressing Gartner’s 2021 workplace prediction for increased employee monitoring
A recent Gartner blog post outlined workplace trends expected in 2021: one of which being that organizations will expand their efforts to gauge their remote workforce’s effectiveness. Notably, Gartner noticed an increase […]
Jan 13, 2021
GDPR Recap: 28 Nations, 348 Fines, Half a Billion Euros
It has been a little over two years since the General Data Protection Regulation (GDPR) took effect in May, 2018. According to GDPR Enforcement Tracker, there have been 348 fines for a […]
Sep 09, 2020
Data Privacy: How the Current NCAA Debate Reflects the State of Big Data
A Country Divided? With Data Privacy, Not So Much If you aren’t aware, a massive ongoing debate is being waged between student-athletes, state legislatures, and the National Collegiate Athletic Association. As part […]
Oct 08, 2019
CCPA and GDPR Are Only the First Steps in the Privacy Revolution
Where We Began: A Brief Recap of CCPA and GDPR CCPA and GDPR continue to be big, scary buzz words in the information governance space, but what do they really mean? In […]
Sep 27, 2019
George Kobakhidze: Users Only Access Around 10% of Data
ZL’s team has a wide variety of perspectives on information governance, brought on by different roles, experiences, and knowledge. For this post, I interviewed solutions engineer George Kobakhidze about his insights on […]
May 08, 2019