Articles in: Compliance

Spring Cleaning and File Cleanup
With the arrival of Spring, make sure to clean up your files and your home
Spring has officially sprung! For many, this season ushers in a host of rituals embracing the longer days and warmer weather. As I type, people across the country are putting on long […]
Apr 16, 2021
HIPAA Privacy and Compliance Rules: Email Archiving Requirements
Answering the whos, whats, and hows of HIPPA email archiving requirements
While there are many components of HIPPA compliance, this post will only detail the requirements under the Privacy and Security Rules. For more information on all HIPAA requirements, refer to their website. […]
Apr 01, 2021
SEC Rules 17a-3 and 17a-4 Compliance
Answering the whos, whats, and hows of regulatory compliance with SEC Rules 17a-3 and 17a-4
Who has to comply with these rules? In short, these regulations apply to anyone who trades securities as a broker, dealer, or as any part of the stock market trading process. What […]
Jan 22, 2021
Employee Monitoring Trends for 2021
Addressing Gartner’s 2021 workplace prediction for increased employee monitoring
A recent Gartner blog post outlined workplace trends expected in 2021: one of which being that organizations will expand their efforts to gauge their remote workforce’s effectiveness. Notably, Gartner noticed an increase […]
Jan 13, 2021
GDPR Recap: 28 Nations, 348 Fines, Half a Billion Euros
It has been a little over two years since the General Data Protection Regulation (GDPR) took effect in May, 2018. According to GDPR Enforcement Tracker, there have been 348 fines for a […]
Sep 09, 2020
Data Privacy: How the Current NCAA Debate Reflects the State of Big Data
A Country Divided? With Data Privacy, Not So Much If you aren’t aware, a massive ongoing debate is being waged between student-athletes, state legislatures, and the National Collegiate Athletic Association. As part […]
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