CFO
  • Compliance, Meet Big Data: Or, how to settle a legal dispute in 35 seconds

    June 21st, 2012
  • Carter Malone, vice president, compliance, at investment banker Crews & Associates, never leaves his desk, not even for lunch Malone’s job is to review the content and ensure the proper storage of all electronic communications that come in and out of Crews pursuant to Financial Industry Regulation Authority rules. “You have to retain electronic communications […]

  • Compliance Systems Eye the Inbox

    April 10th, 2006
  • “Loose lips sink ships,” a familiar warning to servicepeople and civilians during World War II, counseled Americans against the dangers of careless talk. Similar admonitions apply in Corporate America today, except that the “talk” very often takes place on a company’s E-mail servers, and the “ship” that is imperiled is the business itself. To read […]