Jun 25, 2018
COMPLIANCE CHALLENGES IN FINANCIAL SERVICES
The financial services sector faces numerous obstacles – especially the constant change in regulations. Michael Powell, Solutions Consultant at ZL Technologies, shares insights around the four biggest compliance challenges facing the industry today and how data management can play a role in overcoming them.
With a unique set of compliance standards, the financial services industry faces numerous obstacles in an ever-changing regulatory landscape. The largest organizations must constantly assess changes in regulations, changes in technology and changes in processes in order to appropriately approach information governance. Business processes, technology adoption and acquisitions/divestments, by their nature, create silos. Many of the headaches compliance officers and managers face can be traced directly back to these emergent silos. The four biggest compliance challenges facing the financial services sector today all start here.
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