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Compliance Efforts Now Driven by Data

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Jun 29, 2012

I’ve noted often that compliance these days depends in large part on a company’s ability to capture, retain and manipulate data in more powerful ways.

I got into this in an eBook recently, Enterprise Content Management and Delivery in Financial Services. CFO offers an interesting look at one compliance manager who has faced the data explosion head on. Carter Malone, a VP of compliance at an investment bank, previously worked at a small firm with 18 employees.

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