Articles in: Regulation

GDPR: The Early Aftermath

What we’re seeing just two weeks out

So you received all the emails with updated privacy policies, May 25th came and went, and none of us blew up— physically, at least. Yet only a few business days after, the […]


The MiFID Question

Will financial services be ready to comply with MiFID II by 2018?

The Markets in Financial Instruments Directive, or MiFID, is a European Union law that has regulated investment services across the EU since 2007. Due to weaknesses during the financial crisis, MiFID has […]

What false advertising has to do with compliance

Regulation on My Mind

The compliance perils of the “brain game” industry

Who wouldn’t like to be just a little bit smarter? Turns out, most people are eager to boost their cognitive function, and an entire cottage industry has arisen to cater to those that are willing to pay for training and games that supposedly enhance cognitive performance.